Compliance

Beneficial Ownership Rules In Effect

March 8, 2023

In September 2022 the Financial Crimes Enforcement Network (FinCEN) issued its final rule implementing reporting requirements for beneficial ownership information. The […]

Directors and Officers Personally Accountable Under DOJ’s New Policy

March 6, 2023

A recent plea agreement between the DOJ and Danske Bank, a global financial institution, contains provisions that tie executive compensation […]

That’s A Lotta Sliders

March 2, 2023

The Illinois Supreme Court’s Feb. 20 decision in Cothron v. White Castle Systems exposes companies that violate the Illinois Biometric […]

Do Avatars Have Privacy Rights? Regulatory Uncertainty in the Metaverse

February 28, 2023

The metaverse, estimated to create a nearly $800 billion market opportunity, is poised to become one of the most disruptive […]

House Working Group Going After ESG

February 27, 2023

A House working group is exploring ways to weaken or eliminate ESG impact assessments. Chairman of the House Financial Services […]

SEC Settles Workplace Misconduct Charges With Video Game Developer

February 24, 2023

The video game company Activision Blizzard has settled charges made by the SEC that it failed to maintain disclosure controls […]

Digital Risk Is the Primary Business Concern

February 23, 2023

Respondents to a newly-released global survey by FTI Consulting see an inextricable link between data and business success, and view […]

Lessons From The Southwest Airlines Fiasco

February 22, 2023

A seasoned corporate risk manager, now a risk consultant, opines on the recent problems at Southwest Airlines. Beginning a few […]

Welcome Aboard

February 21, 2023

Anyone who ever watched a cop drama (or suffered a real-life arrest) is familiar with the “read him his rights” […]

Shell Oil Board Of Directors Sued In UK Court

February 20, 2023

UK non-profit ClientEarth has sued company directors at oil giant Shell PLC, alleging the company is not acting in the […]

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