Compliance

Drawn To “Fintech,” Banks Are Warned About Risk

October 5, 2022

Banks are aggressively entering into partnerships with so called “fintech” firms, and regulators are taking note, says an article in […]

Oracle Settles With SEC Again

October 4, 2022

Oracle has admitted to violating the Foreign Corrupt Practices Act for the second time in 10 years. On Sept. 27 […]

DOJ Wants Companies To Name Names

September 26, 2022

The DOJ has formally announced new enforcement policies targeting corporate crime. A September 15 memorandum from Deputy Attorney General Lisa […]

ESG On The Carpet

September 21, 2022

The Environmental, Social, and Governance (ESG) movement has produced “an opaque and perverse system in which some financial companies no […]

Pop Star’s Fans Frustrated By Ticket Broker’s Monopoly

September 19, 2022

You know you’re irremediably dated when Time.com calls somebody “one of the biggest pop stars on Earth — maybe even […]

Overstated Net-Zero Claims Risk An FTC Citation

September 15, 2022

As more big companies get on the net-zero bandwagon, touting ambitious targets on their websites and in advertising or other […]

Biden’s Vaccine Mandate For Federal Contractors “In Limbo”

September 14, 2022

A ruling from the 11th Circuit Court of Appeals leaves the Biden administration’s vaccine requirement for federal contractors intact. However, […]

SPAC Conflicts Trips Hedge Fund Billionaire

September 14, 2022

Billionaire Joe Edelman barely had time to thank Sen. Kyrsten Sinema for protecting his special tax status when his biotech […]

New Delaware Law Enables Executive “Exculpation” Clause

September 8, 2022

Per recent amendments to the state’s General Corporation Law, Delaware corporations are now allowed to adopt an exculpation provision for […]

Preparing for the SEC’s Climate Disclosure Rules

September 6, 2022

In March 2022, the Securities and Exchange Commission (SEC) proposed new rules aimed at requiring SEC-reporting companies to provide extensive […]

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