Regulations
New York Times business writer Gretchen Morgenson looks at a study of insider trading activity following company receipt of SEC […]
A federal judge in Arkansas refused to dismiss a shareholder lawsuit alleging the company failed to adequately investigate corruption in […]
During an investigation the relator may still be working for the company, possibly taping conversations or business meetings. More reason why any company doing business with the government…
Two recent Second Circuit decisions had the effect of broadening whistleblower protection under Sarbanes-Oxley, but narrowing whistleblower protection under Dodd-Frank.
In some businesses, the standard eight-hour day/five-day workweek is not ideal for either employer or employee. In California, the legislature […]
Four of the 14 whistleblowers the SEC has rewarded under the Dodd-Frank Act have gone to foreign citizens, including last […]
The recent decision by the Delaware Supreme Court in Kahn v. M&F Worldwide Corp. held that the relatively deferential “business […]
A few dentists looking to keep teeth-whitening businesses out of malls and other retail spaces have made a federal case […]
In a warning directed at the financial industry – a sector that is broadly defined by the Federal Communications Commission […]
In a Q&A interview, Latham & Watkins partner John Sikora, a former enforcement specialist at the SEC, looks at the […]
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