Compliance

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Dark Money Said To Fuel Supreme Court Amicus Briefs

An article in Politico looks at what the writer says amounts to a dark money lobbying campaign by the National […]

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AI Cure For ESG Woes Can Be Worse Than The Disease

Artificial intelligence is widely regarded in the financial industry as the only realistic solution to the massive compliance burden of […]

A Patented Method For Raising Drug Prices

Dennis Crouch, writing in PatentlyO, describes a form of “paper infringement” used in conflicts between branded pharmaceuticals and their generic […]

Is the Audit and Advisory Industry Ethically Challenged?

Two big audit and advisory firms have been sanctioned and fined by the SEC for cheating on ethics exams. Writing […]

Demonstrators with masks at a demonstration in support of Assange, his photo faintly visible on a sign in the background.

Lawyers, Journalists Sue CIA & Pompeo, Claim Their Phones Were Stripped

The CIA and its former director Mike Pompeo are being sued by journalists and attorneys who claim data was exfiltrated […]

Insurance Issues Around Dobbs

Following Dobbs, the Supreme Court’s anti-abortion ruling, many companies are offering benefits to employees who cross state lines to get […]

SEC Coinbase Saga Continues

In an insider trading lawsuit against one of its former employees, the SEC accuses Coinbase, the publicly traded cryptocurrency exchange […]

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Conundrum After The Breach: What To Say And How To Say It

In the perilous aftermath of a data breach, strategies that seemingly address one potential problem can make others more likely, […]

The Most Lucrative Form Of Contraband

What is the most lucrative smuggling trade? Guns? Cocaine? No, neither. Parrots and other rare birds are far more lucrative […]

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$15M For “Passing Around” An Article, And No Insurance Coverage

An investment advisory firm that subscribed to a trade publication found its articles so useful it “passed them around,” rather […]

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