Compliance

Goodbye SEC Enforcement

June 23, 2023

Before 2010, the SEC’s in-house court could only hear cases that involved the subjects of its direct enforcement powers; investment […]

Secondary Liability Under the Antiterrorism Act

June 22, 2023

Companies need to review their due diligence with respect to existing customers and new business opportunities to account for sanctions, […]

You Mean I Can’t Lie?

June 13, 2023

Disinformation is the life’s blood of social media. It sells ads. But the ads themselves are subject to standards of […]

A Lesson In Due Diligence

June 12, 2023

Short-seller Hindenburg Research makes a lot of money by uncovering over-valuations at publicly traded companies, and potentially fraudulent activity. Harry […]

New SEC Reporting Requirements

June 1, 2023

An amendment to financial reporting disclosures mandated by the Dodd-Frank Act has been a long time coming, but it has […]

How AI Will Be Regulated

May 30, 2023

The FTC will probably be the first agency to propose AI regulations, and if a NY Times OpEd written by […]

New Disclosure Rules For Share Repurchases

May 25, 2023

On May 3rd the SEC adopted new disclosure requirements regarding share repurchases. Issuers will no longer be required to file […]

Design Patent Bar Proposed

May 24, 2023

Companies in certain industries – bicycle manufacturers, mobile phones, robots – find that design patents offer protections that utility patents […]

Is Deference to Risk Committees Hazardous?

May 22, 2023

Publicly traded U.S. bank holding companies with consolidated assets of $50 billion, along with some other financial entities, are required […]

Capturing Key Contract Data

May 19, 2023

In an interview, Karen Meyer, CEO of Contract Logix, discusses contract lifecycle management and how it can help general counsel […]

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