Compliance

DEI After the High Court’s Affirmative Action Ruling

July 13, 2023

The U.S. Supreme Court’s decision in Students for Fair Admissions, Inc. v. President and Fellows of Harvard College effectively ends […]

D&O Penalties For Disclosure Failures On SEC Questionnaires

July 11, 2023

In June, the SEC settled charges against Stanley Black & Decker Inc., for allegedly failing to disclose perquisites and personal […]

Proposed Rule Would Ban Fake Reviews and Endorsements

July 6, 2023

On June 30, the FTC unveiled a proposed rule that would “stop marketers from using illicit review and endorsement practices […]

Bill Banning Noncompetes Passes

June 28, 2023

As of 6-23, a bill banning noncompetes in New York awaits only Governor Hochul’s signature for passage. She promised to […]

Content Sharing and Copyright

June 27, 2023

Information sharing with colleagues is crucial for supporting collaboration and driving innovation in research-driven organizations. Executives, especially share lots of […]

Goodbye SEC Enforcement

June 23, 2023

Before 2010, the SEC’s in-house court could only hear cases that involved the subjects of its direct enforcement powers; investment […]

Secondary Liability Under the Antiterrorism Act

June 22, 2023

Companies need to review their due diligence with respect to existing customers and new business opportunities to account for sanctions, […]

You Mean I Can’t Lie?

June 13, 2023

Disinformation is the life’s blood of social media. It sells ads. But the ads themselves are subject to standards of […]

A Lesson In Due Diligence

June 12, 2023

Short-seller Hindenburg Research makes a lot of money by uncovering over-valuations at publicly traded companies, and potentially fraudulent activity. Harry […]

New SEC Reporting Requirements

June 1, 2023

An amendment to financial reporting disclosures mandated by the Dodd-Frank Act has been a long time coming, but it has […]

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