Regulations
Read why the SEC is pursuing an investment adviser for fiduciary breaches and fee misconduct that allegedly harmed elderly clients who relied on income from advisory accounts.
Discover why the DOJ’s National Security Division declined prosecution of a private equity firm after export and sanctions violations under its new M&A Policy.
New digital asset legislation, including the GENIUS Act, marks a major shift in US crypto regulation, with key implications for financial compliance programs.
Explore ways to redefine your compliance risk management strategy to cut costs, reduce blind spots, and create real-time value across your organization.
Read how federal regulators propose rolling back 2023 Community Reinvestment Act rules, signaling a return to the longstanding 1995 framework for CRA compliance.
A sweeping new AI policy is redefining risk, regulation, and opportunity. Compliance leaders must stay alert as the federal AI agenda gains momentum.
California’s new CPPA regulations set rigorous cybersecurity audits for qualifying companies. Learn how to prepare for annual certification deadlines now.
Learn why a contractor’s reimbursement was limited after relying on the wrong wage rates in its proposal, despite increases under a new bargaining agreement.
A sweeping rollback of NEPA rules has fragmented agency standards, creating deep uncertainty across compliance operations under the National Environmental Policy Act.
A July 2025 advisory clarifies the Commodity Futures Trading Commission (CFTC) enforcement referral criteria under new federal limits on overcriminalization in regulatory offenses.
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