Regulations

Coming Soon: Dodd-Frank Recording Requirements

By Dec. 21 swap dealers and major swap participants will need to record cell phone conversations related to trades under […]

Public interest groups are livid over the SEC’s failure to put a political contribution disclosure requirement on its rulemaking agenda […]

Three of the five U.S. regulatory agencies needed to approve the Volcker rule, which would place speculative trading restrictions on […]

An appeals court upheld a ban on airing for-profit ads on public television, and extended that ban to include political […]

Below-cost pricing claims in California – the 12th largest economy in the world by some accounts – can be a […]

The American Airlines and U.S. Airways merger was given final approval, and will come together as of Dec. 9 to […]

An organization called the Sustainability Accounting Standards Board, or SASB (pronounced saz-bee), has been accredited to set standards for how […]

Companies in a wide range of regulated industries, from food production and energy to insurance and health care, may enter […]

The numbers are in and they are impressive: In fiscal 2013, the second year of the Dodd-Frank whistleblower program, there […]

A federal district judge in Atlanta has ruled that whistleblowers under the Dodd-Frank Act looking to sue for retaliation do […]