Regulations

SEC Wants Cybersecurity Info From Dozens Of Financial Industry Companies

The SEC announced it will examine cybersecurity preparedness at dozens of broker-dealers and investment advisors. The announcement, in the form […]

Only by understanding the limits on OSHA’s authority, writes Goldberg Segalla attorney Michael Rubin, can you make an intelligent decision […]

Two former high-level government enforcers, both of whom are now defense attorneys, warn companies that FCPA and other corruption enforcement […]

A former compliance officer for MoneyGram International Inc. may face a fine of up to $5 million after the company […]

Social media has proven to be a powerful tool for many business purposes, but also at times a dangerous one. […]

Parallel prosecutions are on the rise. Companies targeted by the SEC and DOJ cannot assume that settling will mean no further liability.

In a tax dispute, the Fifth Circuit Court of Appeals has ruled against a Texas attorney who had deducted some […]

A new antitrust authority, the Competition and Markets Authority (CMA), has been established in the UK. It replaced two former […]

Monday’s split decision about the SEC’s conflict mineral rule has thrown into question exactly what will need to be reported, and how…

Add another item to the list of problems can follow a data breach. A district court in New Jersey has […]