Regulations

Navigating Cyber Risk Management: Strategies for Effective Protection

Settlement Underscores SEC’s Prioritization of Cybersecurity

The SEC’s recent settlement with RRD emphasizes the agency’s prioritization of cybersecurity, highlighting the need for robust policies & third-party oversight.

Corporate Transparency Act Compliance Generating Confusion for Small Businesses

A new survey that shows many small businesses are confused about Corporate Transparency Act compliance, with 33% incorrectly believing they are exempt.

Understanding Rule 506(c) and What it Means for Issuers and Investors

California Amends Private Attorneys General Act

Read why amendments to California’s controversial Private Attorneys General Act were called a win for labor and business.

The Challenge to Non-Compete Laws: What You Need to Know

Texas Court Challenges FTC’s Employment Noncompete Ban

Learn more about the Texas court’s challenge to the FTC’s employment noncompete ban and how employers should prepare for compliance by September 4.

Delaware Ruling Marks Potential Shift in Approach to SPAC-Related Claims

Federal Banking Agencies Address Risks in Bank-Fintech Partnerships

Federal banking agencies issued a joint statement to address risks in bank-fintech partnerships, highlighting the need for enhanced compliance practices.

Don’t Put a Target on Legal Ops in a Downturn

Regulators Reiterate Risk Management Guidance for Banks Using Third-Party Providers

Learn more about the FDIC, OCC, and Federal Reserve Board’s risk management guidance for banks utilizing third-party vendors offering bank deposit products.

AI Vital To Cybersecurity and Cyber Criminals

SEC Cybersecurity Allegations Against SolarWinds Dismissed

Learn more about the SEC cybersecurity allegations against SolarWinds saying they didn’t adequately disclose a 2019 cyberattack.

LockBit Ransomware Gang Publishes Files, Federal Reserve Lowballs Ransom

Banning Ransomware Payments Unlikely To Happen

Explore why cybersecurity agencies say banning ransomware payments is unlikely but agree on mandating the reporting of cyber incidents.

Are NFTs Securities? Class Action Against NBA Partner Sheds Light on the Debate

Are NFTs securities? A class action claims Dapper Labs’ NFTs, sold with the NBA, claims they are. Learn more from the case.

Supreme Court Decisions Mean Major Changes In Agency Regulation

Learn how two recent Supreme Court decisions will result in significant changes to the rules that courts will apply in reviewing federal agency actions.