Regulations

SEC Takes Another Look At Broker-Dealer Cybersecurity

The SEC has announced that its Office of Compliance Inspections and Examinations (OCIE) will start a second round of cybersecurity […]

Accounting Fraud Back On SEC Radar

The number of accounting matters increased by more than 40 percent from 2013 to 2014, and individual executives as well as companies are being targeted.

Do You Know Where Your Company’s Data Is?

The security industry is beginning to shift its focus, with more emphasis on activities like collaboration across the organization, behavioral […]

Abusive Judge Lied Under Oath

A judicial committee of the federal Judicial Conference wrote a letter in which it detailed its finding that U.S. District […]

Volkswagen CEO Falls On His Sword

Seriously, dudes? asks Brad Plumer, blogging on Vox about Volkswagen’s “appalling clean diesel scandal,” which he likens to the plot […]

“Advisors” As FCPA Risk In China

It’s not easy to conduct significant business in China without engaging the assistance of third parties. At almost every stage […]

Takedown Fever: Potential Liability For Aggressive Copyright Holders

The Ninth Circuit Court of Appeals has held that before sending out a takedown notice, a copyright holder must consider […]

Jeb Gets “Animal Spirits” Back On Campaign Radar

Campaigning in Iowa, Jeb Bush threw down the gauntlet on a perennial campaign issue, federal regulations and whether – or […]

Is Your Company Ready For A Government Raid?

Respected corporations often see a government search warrant as a disaster that happens to hardened wrongdoers, but the circumstances leading […]

Executives In The Crosshairs: Unpacking The Yates Memo

A legal alert from McGuire Woods, following the release earlier this month of the Yates Memo, in which the Justice […]

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