Regulations

Beverage Execs Talk About the Logic of Aligning Legal and Compliance Functions

Beverage Execs Talk About the Logic of Aligning Legal and Compliance Functions

Read this exclusive interview in which legal leaders from wine and spirits distributor Southern Glazer’s discuss the importance of aligning legal and compliance programs in the highly regulated alcohol industry.

Second Circuit Narrows Scope of Wire Fraud Prosecutions

Second Circuit Narrows Scope of Wire Fraud Prosecutions

Discover how a Second Circuit wire fraud ruling reshapes the boundaries of property rights in criminal prosecutions and challenges future enforcement strategies.

DC Circuit Affirms Proxy Voting Advice Is Not “Solicitation”

DC Circuit Affirms Proxy Voting Advice Is Not “Solicitation”

Discover why the DC Circuit ruled that paid proxy voting advice falls outside the Section 14(a) “solicitation” definition.

Webinar Offers Insight on Shifting US Data Privacy Landscape

Webinar Offers Insight on Shifting US Data Privacy Landscape

Eric Robinson of KL Discovery led a discussion on data privacy during a Today’s General Counsel webinar. Read the key takeaways and download the recording.

How RegTech is Transforming Compliance in the Financial Sector

How RegTech is Transforming Compliance in the Financial Sector

Read how regulatory technology, or RegTech, is reshaping compliance, risk management, and reporting, enabling financial institutions to keep pace with evolving global regulations.

SEC Told Court It Won’t Revisit Climate Disclosure Rules

SEC Told Court It Won’t Revisit Climate Disclosure Rules

Discover why the SEC’s refusal to revisit climate disclosure rules leaves their fate to the Eighth Circuit, and raises questions about future regulatory authority.

Massachusetts Settles AI Bias Case with Student Loan Firm

Massachusetts Settles AI Bias Case with Student Loan Firm

Massachusetts secures $2.5M settlement over alleged AI bias in student loan underwriting, requiring new governance, testing, and oversight measures.

Balancing Privacy and Compliance in Online Age Verification

Balancing Privacy and Compliance in Online Age Verification

Read about methods of online age verification that regulators approve, their privacy risks, and how emerging solutions aim to balance safety with user rights.

Eleventh Circuit Resolves Split on Corporate Debtor Discharges

Eleventh Circuit Resolves Split on Corporate Debtor Discharges

Read about the Eleventh Circuit ruling that § 523(a) exceptions on debtor discharges apply to a corporate debtor in non-consensual Subchapter V plans.

First Circuit Limited SEC Disgorgement Awards in Commonwealth Equity Case

First Circuit Limited SEC Disgorgement Awards in Commonwealth Equity Case

 Explore how a ruling in the Commonwealth Equity case challenges SEC disgorgement calculations and reinforces juries’ role in determining materiality.

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