Corporate Governance
Beside regulation of swaps and other derivatives, two big issues get industry attention.
It’s all there in the Compensation Discussion and Analysis…
Highlights include the largest amount ever paid by an exchange, as NASDAQ settled charges relating to its Facebook IPO, and […]
A compliance program failed and it cost the company $500 million in fines.
Morgan Stanley did too, and the key was the same in both cases.
A pundit finds them wanting.
In a revised proposal, auditors will still look for risk of fraud and material misstatement in a company’s compensation arrangements. […]
It’s the largest asset manager in the world and largest single shareholder in one in five U.S. companies, but the name garners little recognition…
Not now and maybe never, although there is movement on a variety of fronts and…
The DOJ, the SEC and the Serious Fraud Office in the U.K. have all signaled they intend to intensify their […]
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