Corporate Governance

$14 Million Award Breathes New Life Into SEC Whistleblower Program

October 4, 2013

This week the SEC announced an unprecedented $14 million whistleblower award, originating from an office that was created under Dodd-Frank. […]

Keep GC Out Of Compliance

October 2, 2013

General counsel should be kept separate from corporate compliance, as both functions are increasingly complex and competing interests frequently arise, […]

Statute Of Limitations Looming, FDIC Is Targeting Execs

September 19, 2013

The Federal Deposit Insurance Corporation has filed a spate of lawsuits against executives of banks that failed following the financial […]

SEC Crosses The Pond To Analyze UK Hedge Funds

September 19, 2013

Exercising new powers instituted after the financial crisis, the Securities and Exchange Commission is having meetings with dozens of London […]

Deloitte’s New Cyber-Security Chief Encourages Private, Federal Cooperation

September 17, 2013

Deloitte’s new security and privacy director says companies should feel comfortable working with the government on cyber-security issues. Mary Galligan, […]

Private Company D&O Trends Detailed In Report

September 16, 2013

A report from Advisen and AIG details D&O insurance pricing, buying patterns, and emerging liability issues, including cyber liability and […]

Franchisor Principal On Hook For Franchise Wage Violations

September 13, 2013

A federal court upheld a jury decision that a franchise employee can hold the franchisor founder and principal responsible for […]

Three Recent Delaware Decisions May Curb Plaintiff M&A Suits

September 12, 2013

The overwhelming majority of larger public company acquisition transactions are challenged by shareholder lawsuits, often in multiple jurisdictions. In 2012, […]

When Does The SEC Target Individuals?

September 11, 2013

In the Fabrice Tourre case, the SEC was accused of targeting a low-level employee instead of a culpable employer. In […]

The Key Issues In The 2013 Proxy Season

September 9, 2013

There were proposals regarding say-on-pay, board declassification, majority voting; “zombie directors,” board diversity and…

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