Compliance

Understanding the Difference Between Data Retention and Data Preservation

How Unified Compliance Technology Can Keep Errors from Escalating into Risks

Learn how unified compliance technology helps organizations prevent minor oversights from becoming major risks reporting, training, and risk management.

Navigating Cyber Risk Management: Strategies for Effective Protection

Settlement Underscores SEC’s Prioritization of Cybersecurity

The SEC’s recent settlement with RRD emphasizes the agency’s prioritization of cybersecurity, highlighting the need for robust policies & third-party oversight.

Corporate Transparency Act Compliance Generating Confusion for Small Businesses

Corporate Transparency Act Compliance Generating Confusion for Small Businesses

A new survey that shows many small businesses are confused about Corporate Transparency Act compliance, with 33% incorrectly believing they are exempt.

Understanding Rule 506(c) and What it Means for Issuers and Investors

California Amends Private Attorneys General Act

Read why amendments to California’s controversial Private Attorneys General Act were called a win for labor and business.

The Challenge to Non-Compete Laws: What You Need to Know

Texas Court Challenges FTC’s Employment Noncompete Ban

Learn more about the Texas court’s challenge to the FTC’s employment noncompete ban and how employers should prepare for compliance by September 4.

Delaware Ruling Marks Potential Shift in Approach to SPAC-Related Claims

Federal Banking Agencies Address Risks in Bank-Fintech Partnerships

Federal banking agencies issued a joint statement to address risks in bank-fintech partnerships, highlighting the need for enhanced compliance practices.

Key Compliance Steps for New Salary Requirements for FLSA Exemptions

Key Compliance Steps for New Salary Requirements for FLSA Exemptions

The Department of Labor has updated the Fair Labor Standards Act. Discover how small businesses can comply with new salary requirements for FLSA exemptions.

Don’t Put a Target on Legal Ops in a Downturn

Regulators Reiterate Risk Management Guidance for Banks Using Third-Party Providers

Learn more about the FDIC, OCC, and Federal Reserve Board’s risk management guidance for banks utilizing third-party vendors offering bank deposit products.

NFT, non-fungible token concept

Are NFTs Securities? Class Action Against NBA Partner Sheds Light on the Debate

Are NFTs securities? A class action claims Dapper Labs’ NFTs, sold with the NBA, claims they are. Learn more from the case.

courthouse columns

Supreme Court Decisions Mean Major Changes In Agency Regulation

Learn how two recent Supreme Court decisions will result in significant changes to the rules that courts will apply in reviewing federal agency actions.

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