Compliance

Boards Confront Cybersecurity, With Insurance Part Of The Mix

November 12, 2013

Boards of directors have a duty to confront the issue of cybersecurity and may be liable if they don’t. The […]

Volcker Rules To Be Tougher Than Expected, Treasury Secretary Warns

November 11, 2013

The Treasury Secretary warned banking execs that the final Volcker rule limits on proprietary trading are likely to be tougher […]

The Why And How Of “Shareholder Engagement”

November 11, 2013

Increased shareholder activism is an international trend. This article discusses potential benefits and complexities of the board-shareholder engagement process in […]

Oil Industry May Argue Export Limits Violate Internat’l Trade Rules

November 7, 2013

The U.S. oil industry may invoke international trade rules in challenging restrictions on crude exports. The restrictions have been in […]

Three Common Data Breach Mistakes Companies Make

November 6, 2013

Corporate investigations into data breaches or fraud incidents will likely be examined after-the-fact by a regulator or in connection with […]

FCC Reopening Sports Blackout Rules, To NFL’s Dismay

November 5, 2013

The FCC plans to re-examine its sports blackout rule, giving cable and satellite networks the chance to fight the NFL […]

Scheindlin Orders Bank To Turn Over Confidential Documents

November 4, 2013

The name Shira Scheindlin, judge in U.S. District Court for the Southern District of New York, is familiar to many […]

Telemarketer Lawsuits Likely To Surge Under New FCC Regs

November 4, 2013

Lawsuits against telemarketers are expected to skyrocket as new restrictions under the Telephone Consumer Protection Act go into effect. Under […]

Compliance Training Can’t Skip C-Suite

October 31, 2013

Senior executives and board members are often overlooked when it comes to corporate compliance training, but that is a potentially […]

No Retaliation Protection For Overseas Whistleblowers

October 30, 2013

Two recent district court decisions may curtail SEC whistleblower reports that emanate from sources outside the United States. Both decisions, […]

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