Compliance

Plaintiff Sues Over False Positive On $100K Online Jackpot

November 19, 2021

A woman who says she won $100,000 in an online slots game but was then told there had been a […]

A Recommended Framework For IP Risk Management

November 11, 2021

Recognizing IP risks in advance is the best way to mitigate them and avoid being blindsided, either by losing rights […]

Measure Twice Cut Once

November 10, 2021

Richard Cassin, writing in FCPA Blog, asks the following question: If management is about math, what does that mean for […]

The Prospect For D&O Climate Liability Claims

November 9, 2021

A recent study looks at how, in today’s legal environment, a board’s failure to adequately address climate change-related issues could […]

Jumbo ERISA Suit In New Jersey

November 8, 2021

The plaintiffs’ firm Capozzi Adler has been filing a number of ERISA fiduciary breach lawsuits. Most recently, it filed against […]

A Consultant’s Recipe For Fraud Control

November 5, 2021

A consultant boils in-house fraud control down to six components. First on his list is “visible, vocal leadership support,” starting […]

Grab-Bag of FCPA Enforcement

November 4, 2021

Richard L. Cassin collects news about enforcement of the Foreign Corrupt Practices Act for posts on the FCPA blog. He […]

Precarious Role For 401-K Fiduciaries

November 2, 2021

Excessive-fee claims began to appear in 2006, at first targeting only large companies with more than $1B in retirement plan […]

Is Outmoded Governance Cutting Into Business Value?

October 28, 2021

Reports by the Harvard Business Review, MIS Quarterly, and IGI Global all conclude that widely practiced governance protocols are “failing,” […]

It’s Official: Climate Change An “Emerging Threat” To Financial Stability

October 27, 2021

In a new report, the Financial Stability Oversight Council (FSOC) calls climate change an emerging threat that is likely to […]

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