Compliance

Shareholder Activists Empowered Under Recent SEC Policy Change

December 10, 2021

A legal bulletin published last month by the SEC will make it easier to file shareholder resolutions and return more […]

To Reduce Risk, Make AI “Explainable”

December 9, 2021

The problem for companies that employ AI, says a post from Federal News Network, is to make sure it’s implemented […]

New Due Diligence Obligations for Deforestation-Risk Products

December 7, 2021

Recently passed legislation in the UK will regulate the import and use of certain so-called forest risk commodities (FRCs), or […]

Unlikely Plaintiffs Challenge Bristol Myers Squibb Vaccine Policy

December 6, 2021

Four plaintiffs, all highly-paid professionals, have filed a putative class action against Bristol Myers Squibb, claiming they were wrongfully denied […]

Which Agency Will Regulate Crypto, SEC or CFTC?

December 3, 2021

Both the SEC and Commodity Futures Trading Commission have a case for becoming the “crypto-sheriff,” the arguments largely resting on […]

What Lisa Monaco Said

December 2, 2021

In a speech before an American Bar Association institute on white collar crime, Deputy Attorney General Lisa O. Monaco gave […]

Regulatory Confusion; Drone Insurance Stalled

December 1, 2021

An uncertain regulatory framework is hindering the development of needed insurance products in a rapidly expanding drone market, according to […]

The CA Employment Law Minefield: What’s New For ’22

November 29, 2021

It’s not yet illegal to be an employer in California, but it’s getting there….

“Bankroll Johnny” Allegedly Filed Insurance Claims On Jewelry Forfeited When He Went To Prison

November 23, 2021

An Oregon man who was serving a 57-month sentence got out of federal prison in the summer of 2020 on […]

Supreme Court Won’t Hear Challenge to SEC Authority

November 22, 2021

On Nov. 8 the U.S. Supreme Court declined a challenge to the SEC’s authority to enforce the Bank Secrecy Act […]

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