Compliance

Lessons From The Southwest Airlines Fiasco

A seasoned corporate risk manager, now a risk consultant, opines on the recent problems at Southwest Airlines. Beginning a few […]

Welcome Aboard

Anyone who ever watched a cop drama (or suffered a real-life arrest) is familiar with the “read him his rights” […]

Shell Oil Board Of Directors Sued In UK Court

UK non-profit ClientEarth has sued company directors at oil giant Shell PLC, alleging the company is not acting in the […]

Unpaid Lunch Breaks

A recent ruling by the Seventh Circuit allows Wisconsin employers to require that meal breaks continue to be unpaid. Wisconsin […]

Party Hangover: Potential Executive Liability In McDonald’s Case

A judge in Delaware’s Court of Chancery has refused to dismiss a shareholder derivative lawsuit alleging that a former HR […]

Proposed Framework To Address AI Risk Released By NIST

The initial version of its Artificial Intelligence Risk Management Framework (AI RMF 1.0) has been released by the National Institute […]

Failure To Disclose An SEC Investigation

Noto, et al. v. 22nd Century Group Inc. et al is a complicated case involving scienter and loss causation. There […]

The New DOJ Incentives To “Self-Disclose”

In highly publicized remarks that he delivered at his alma mater, Georgetown Law, the DOJ official in charge of the […]

Heads-Up On Preparing H-1B Petitions

Organized as a list of top five mistakes, a guide from law firm Amundsen Davis concludes with this plea: “If […]

$100,00 Fine For AML Violations

Herbert J. Sims & Co, Inc., a broker-dealer, has settled Financial Industry Regulatory Agency charges for failing to implement an […]

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