Compliance

Scheindlin Orders Bank To Turn Over Confidential Documents

November 4, 2013

The name Shira Scheindlin, judge in U.S. District Court for the Southern District of New York, is familiar to many […]

Telemarketer Lawsuits Likely To Surge Under New FCC Regs

November 4, 2013

Lawsuits against telemarketers are expected to skyrocket as new restrictions under the Telephone Consumer Protection Act go into effect. Under […]

Compliance Training Can’t Skip C-Suite

October 31, 2013

Senior executives and board members are often overlooked when it comes to corporate compliance training, but that is a potentially […]

No Retaliation Protection For Overseas Whistleblowers

October 30, 2013

Two recent district court decisions may curtail SEC whistleblower reports that emanate from sources outside the United States. Both decisions, […]

Is The SEC Enabling Investment Fraud?

October 30, 2013

Investor advocates are concerned about the SEC’s approval last week of crowdfunding rules, as well as its decision in July […]

Obama Taps CA Election-Money Sleuth For Federal Post

October 29, 2013

An official who exposed high-profile wealthy donors who wanted to remain anonymous in recent California political campaigns has been tapped […]

Perez Overseeing Regulation Renaissance At DOL

October 29, 2013

The Department of Labor has experienced something of a rulemaking renaissance since Thomas Perez assumed control of the agency in […]

Push For Revised Patent Rules Gains Momentum

October 28, 2013

A Republican congressman has introduced legislation that would make it more difficult for non-practicing entities to litigate infringement lawsuits, at […]

Who At Your Company Understands Legal Risk?

October 24, 2013

The U.K. law firm Berwin Leighton Paisner surveyed about a hundred general counsel, in-house counsel, risk and compliance officers, CEOs […]

Paparazzi Photos Worth Protecting As Free Speech?

October 24, 2013

A new California law could mean jail time for paparazzi snapping pictures of celebrity children. But the California Newspaper Publishers […]

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