Compliance

U.S. Banks In “Regulatory Spiral”

The roll-out of Dodd Frank and aggressive legal action by Federal regulators is alarming bank industry executives. “We are in […]

Major energy companies have acknowledged that global warming regulation that puts a price on carbon is coming, and they are […]

The Commission on Congressional Mailing Standards has reversed its stance, and members of the House of Representatives can now wish […]

A major debate is opened, as the SEC convenes a roundtable. Is there something amiss when two entities – Institutional […]

The European Commission has made it clear it finds U.S. privacy standards inadequate and wants a revision of the mechanism […]

European Union regulators imposed a total of 1.7 billion Euros, or $2.3 billion, on eight financial institutions, including two U.S. […]

Bricks-and-mortar retailers got some good news on Cyber-Monday when the Supreme Court announced it would not hear a challenge to […]

By Dec. 21 swap dealers and major swap participants will need to record cell phone conversations related to trades under […]

Public interest groups are livid over the SEC’s failure to put a political contribution disclosure requirement on its rulemaking agenda […]

Three of the five U.S. regulatory agencies needed to approve the Volcker rule, which would place speculative trading restrictions on […]