Compliance

Accounting Flaws Now Prime Target In Securities Class Actions

April 26, 2016

For the third straight year, there has been an increase in the number of securities class actions filings with accounting-related […]

An Overlooked Exception To Attorney-Client Privilege

April 26, 2016

It’s based on a 45-year old Fifth Circuit precedent – Garner v. Wolfinbarger – a precedent that’s alive and well […]

Labor Relations Audit Is A Good Management Tool

April 26, 2016

A labor relations audit by an outside party can reveal what employees really think when they have no fear of […]

Individual Executive Exposure In Government Investigations

April 25, 2016

A white collar alert from Miller & Chevalier looks at significant cases and government investigations that directly affected executives in […]

NY Lawyers Must Have In-State Office

April 25, 2016

The Second Circuit Court of Appeals upheld a 154-year old requirement that lawyers practicing in the state of New York […]

Uber Class Action Settlement Leaves Much Unsettled

April 24, 2016

The recent settlement of class action litigation targeting Uber will, if it gets court approval, cost the company as much as $100 million, but it…

Corruption Risk for Multinationals in India

April 20, 2016

India’s government has been pushing economic growth by going after foreign investment, lowering barriers to doing business and addressing corruption. […]

Competition Outlook in Key Global Regions

April 20, 2016

The European Commission wants wider and more harmonized powers for national competition authorities. Importantly, the UK will vote on its […]

New Guidelines for Board Oversight of Ethics and Compliance

April 20, 2016

With increasing regulatory oversight of ethics and compliance programs, one of the general counsel’s key focus areas is formalizing compliance-related […]

DOL Defends Its New Investment Advisor Fiduciary Rule

April 20, 2016

The asset advisor industry isn’t happy with the Department of Labor’s recently issued final rule on when a party will […]

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