“Anomalies” That SEC Enforcers Look For
September 24, 2014
In a Q&A interview, Latham & Watkins partner John Sikora, a former enforcement specialist at the SEC, looks at the current period of “creative and aggressive enforcement” at the Commission, and in particular its use of data analytics to hone in on accounting and disclosure discrepancies, and financial fraud. He offers some practical tips for steering clear of enforcement actions.
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