Compliance

A Pitch for Parametric Disaster Insurance

December 21, 2021

With extreme climate-related events the new normal, both carriers and insureds are scrambling to find solutions. Most involve what are […]

Compliance Breakdown At JPMorgan

December 20, 2021

In a settlement with the SEC, the securities giant JPMorgan LLC admits to securities failures dating back to 2018 in […]

Transnational Companies Must Sell Into Nest Of Cybersecurity Regs

December 17, 2021

Almost all products now contain digital components, and many can connect to the internet. These products – ranging from talking […]

Shareholder Activists Empowered Under Recent SEC Policy Change

December 10, 2021

A legal bulletin published last month by the SEC will make it easier to file shareholder resolutions and return more […]

To Reduce Risk, Make AI “Explainable”

December 9, 2021

The problem for companies that employ AI, says a post from Federal News Network, is to make sure it’s implemented […]

New Due Diligence Obligations for Deforestation-Risk Products

December 7, 2021

Recently passed legislation in the UK will regulate the import and use of certain so-called forest risk commodities (FRCs), or […]

Unlikely Plaintiffs Challenge Bristol Myers Squibb Vaccine Policy

December 6, 2021

Four plaintiffs, all highly-paid professionals, have filed a putative class action against Bristol Myers Squibb, claiming they were wrongfully denied […]

Which Agency Will Regulate Crypto, SEC or CFTC?

December 3, 2021

Both the SEC and Commodity Futures Trading Commission have a case for becoming the “crypto-sheriff,” the arguments largely resting on […]

What Lisa Monaco Said

December 2, 2021

In a speech before an American Bar Association institute on white collar crime, Deputy Attorney General Lisa O. Monaco gave […]

Regulatory Confusion; Drone Insurance Stalled

December 1, 2021

An uncertain regulatory framework is hindering the development of needed insurance products in a rapidly expanding drone market, according to […]

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