Compliance

DOJ and SEC Implement Data-Driven Initiative To Counter Inside Trading

On March 1 an executive of a publicly traded company was charged with insider trading violations pursuant to 10b5-1 trading […]

Mixed Results For AI In Hiring

Illinois and Maryland have statutes that regulate the use of A.I.in hiring, and California will soon follow suit. In an article in […]

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What Not To Talk About When You Talk About Unions

The National Labor Relations Board “will soon be taking a tougher stance against employers who misrepresent how things could change […]

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GoodRX Settlement Points To Possible Gaping Hole In Cyber Coverage

The familiar breach scenario involves a bad-actor third party that steals information that it can monetize, or locks up a […]

Goodbye SEC Enforcement

Ten Years For Ng

A figure who made headlines in the pre-pandemic past barely made the business section on March 9, when he was […]

State AG Coalition Wants Regulation Of Methane Emissions

In a weekly update of significant actions that State AGs have taken, Crowell & Moring noted three multi-state coalition actions: […]

DOJ Crackdown: Companies Need to Curb WhatsApp and Signal Chats

More and more, U.S. prosecutors struggle to access evidence in corporate criminal cases because it’s hosted on third-party apps or […]

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Supply Chain Diligence Issue Gets A Jolt

Calling it “an accelerating movement,” a post from law firm White & Case looks at new rules, either adopted or […]

Gen Z In the Workforce Led To Title VII Claims

In February 2023, BarkerGilmore interviewed 25 Chief Compliance Officers in various industries to learn about their challenges. Their responses highlighted […]

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Gathering “NIMBY” Storm Over Renewable Energy Siting

The siting of renewable energy infrastructure (mainly wind turbines and solar arrays) has become a contentious issue in the US, […]

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