Compliance

cybersecurity concept

Prioritizing Cyber Risk Ratings in the Wake of SEC Regulations and Evolving Threats

With increased Securities and Exchange Commission (SEC) regulations, more cyber threats, and evolving technological exposures, all organizations must prioritize understanding […]

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Leaders in Governance, Risk, and Compliance (GRC) suggest that smaller organizations, despite resource constraints, have opportunities to efficiently enhance their […]

Eight Violations, $985 Million In OFAC Sanctions

Office of Foreign Assets Control Issues $985 Million In Sanctions

The Squire Patton Boggs firm’s Global Investigations and Compliance Review reports that the Department of the Treasury’s Office of Foreign […]

Employment Non compete Agreement

Companies Must Notify Employees in California About Void Noncompetes

Back in March 2022, the attorney general of California issued an alert reminding employers that noncompete agreements are not enforceable in the state. […]

Shadow AI Undermines Corporate Governance

Legal Operations Grapple with Risk, Regulatory, Compliance Challenges of Generative AI

Generative AI (GenAI) brings risk, compliance and regulatory challenges to Legal Ops teams, as outlined in an article by McKinsey […]

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

In the past year, compliance officers anticipated increased regulations for artificial intelligence (AI) use in corporate organizations. However, while expectations […]

untangling corporate privilege weave of waivers concept

Untangling Corporate Privilege: Deciphering the Complex Weave of Waivers

The principles that govern waivers for corporate entities are like a woven tapestry. In one direction we find patterns that […]

DOJ Embraces Data Analytics: A Catalyst for Corporate Compliance Evolution

DOJ Embraces Data Analytics: A Catalyst for Corporate Compliance Evolution

An article in All Things Compliance highlights Matt Galvin, Counsel, Compliance & Data Analytics at the DOJ, who emphasized the […]

Challenges for Compliance Professionals in an Era of Distrust and Discontent

Challenges for Compliance Professionals in an Era of Distrust and Discontent

A growing sense of discontent and distrust continues to permeate the compliance community, extending beyond traditional concerns such as return-to-office […]

New year reminder for general counsel concept, 2024 goals list on notebook

New Year Reminders for General Counsel: From Compliance to Confidentiality

The new year is a good time for reminders and refocusing on creating better habits. Privilege and related concepts are […]

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