Compliance

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The COVID-19 pandemic reshaped the work landscape, ushering in a lasting era of remote and hybrid work. While this flexibility […]

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

A truly effective compliance program must possess a well-functioning and adequately funded mechanism for timely and thorough investigations into any […]

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Governor Phil Murphy signed Senate Bill 322 into law on January 16, 2024. This made the state the […]

cybersecurity concept

Prioritizing Cyber Risk Ratings in the Wake of SEC Regulations and Evolving Threats

With increased Securities and Exchange Commission (SEC) regulations, more cyber threats, and evolving technological exposures, all organizations must prioritize understanding […]

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Leaders in Governance, Risk, and Compliance (GRC) suggest that smaller organizations, despite resource constraints, have opportunities to efficiently enhance their […]

Eight Violations, $985 Million In OFAC Sanctions

Office of Foreign Assets Control Issues $985 Million In Sanctions

The Squire Patton Boggs firm’s Global Investigations and Compliance Review reports that the Department of the Treasury’s Office of Foreign […]

Employment Non compete Agreement

Companies Must Notify Employees in California About Void Noncompetes

Back in March 2022, the attorney general of California issued an alert reminding employers that noncompete agreements are not enforceable in the state. […]

Legal Ops Grapple with Risk, Regulatory, Compliance Challenges of Generative AI

Legal Operations Grapple with Risk, Regulatory, Compliance Challenges of Generative AI

Generative AI (GenAI) brings risk, compliance and regulatory challenges to Legal Ops teams, as outlined in an article by McKinsey […]

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

The Role of Compliance and Internal Audit Teams for Mitigating AI Risk

In the past year, compliance officers anticipated increased regulations for artificial intelligence (AI) use in corporate organizations. However, while expectations […]

untangling corporate privilege weave of waivers concept

Untangling Corporate Privilege: Deciphering the Complex Weave of Waivers

The principles that govern waivers for corporate entities are like a woven tapestry. In one direction we find patterns that […]

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