Compliance

Boards Confront Cybersecurity, With Insurance Part Of The Mix

Boards of directors have a duty to confront the issue of cybersecurity and may be liable if they don’t. The […]

Volcker Rules To Be Tougher Than Expected, Treasury Secretary Warns

The Treasury Secretary warned banking execs that the final Volcker rule limits on proprietary trading are likely to be tougher […]

The Why And How Of “Shareholder Engagement”

Increased shareholder activism is an international trend. This article discusses potential benefits and complexities of the board-shareholder engagement process in […]

Oil Industry May Argue Export Limits Violate Internat’l Trade Rules

The U.S. oil industry may invoke international trade rules in challenging restrictions on crude exports. The restrictions have been in […]

Three Common Data Breach Mistakes Companies Make

Corporate investigations into data breaches or fraud incidents will likely be examined after-the-fact by a regulator or in connection with […]

FCC Reopening Sports Blackout Rules, To NFL’s Dismay

The FCC plans to re-examine its sports blackout rule, giving cable and satellite networks the chance to fight the NFL […]

Scheindlin Orders Bank To Turn Over Confidential Documents

The name Shira Scheindlin, judge in U.S. District Court for the Southern District of New York, is familiar to many […]

Telemarketer Lawsuits Likely To Surge Under New FCC Regs

Lawsuits against telemarketers are expected to skyrocket as new restrictions under the Telephone Consumer Protection Act go into effect. Under […]

Compliance Training Can’t Skip C-Suite

Senior executives and board members are often overlooked when it comes to corporate compliance training, but that is a potentially […]

No Retaliation Protection For Overseas Whistleblowers

Two recent district court decisions may curtail SEC whistleblower reports that emanate from sources outside the United States. Both decisions, […]

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