Compliance

Maybe Proxy Advisory Firms Have Too Much Clout

A major debate is opened, as the SEC convenes a roundtable. Is there something amiss when two entities – Institutional […]

The European Commission has made it clear it finds U.S. privacy standards inadequate and wants a revision of the mechanism […]

European Union regulators imposed a total of 1.7 billion Euros, or $2.3 billion, on eight financial institutions, including two U.S. […]

Bricks-and-mortar retailers got some good news on Cyber-Monday when the Supreme Court announced it would not hear a challenge to […]

By Dec. 21 swap dealers and major swap participants will need to record cell phone conversations related to trades under […]

Public interest groups are livid over the SEC’s failure to put a political contribution disclosure requirement on its rulemaking agenda […]

Three of the five U.S. regulatory agencies needed to approve the Volcker rule, which would place speculative trading restrictions on […]

An appeals court upheld a ban on airing for-profit ads on public television, and extended that ban to include political […]

Below-cost pricing claims in California – the 12th largest economy in the world by some accounts – can be a […]

An organization called the Sustainability Accounting Standards Board, or SASB (pronounced saz-bee), has been accredited to set standards for how […]