Compliance

New Rule: Use Of Anti-Union Consultants Must Be Disclosed

March 24, 2016

A final rule requiring employers to disclose their retention of anti-union consultants, along with the fees paid to retain them, […]

Text Blaster’s Poor Target Choice: A Plaintiff Lawyer

March 23, 2016

A California lawyer who specializes in filing Telephone Consumer Protection Act lawsuits over unwanted fax or text solicitations recently got […]

Companies Hit By “Top Hat Plan” Litigation

March 23, 2016

Under Department of Labor regulations, a non-qualified deferred compensation or supplemental retirement plan is exempt from ERISA requirements if it […]

New Multi-Agency Crackdown On White Collar Crime

March 22, 2016

“If the recent proliferation of taskforces and initiatives is any indication, the aggressive cross-border expansion of white-collar crime enforcement is […]

Amid Controversy, Facial Recognition Guidelines Offered By Industry

March 22, 2016

Facial recognition software could identify shoppers who are likely to spend money. and on what. It’s a technology that…

Iffy Insurance Coverage For TCPA Claims

March 21, 2016

Violations of the Telephone Consumer Protection Act are made to order for class actions, and there has been an explosion […]

Why Trump Resonates At A Midwest Factory

March 21, 2016

A meeting where an executive blandly tells employees at an Indiana Carrier air conditioning plant that their jobs are about […]

Trump’s “500 Businesses” Would Pose Big Ethics Problem

March 21, 2016

Executive branch officials are prohibited from making money on their businesses while serving, but those rules don’t apply to the […]

Is SEC Monday Morning Quarterbacking, By Targeting Compliance Officers?

March 17, 2016

Chief compliance officers at broker-dealers, investment advisors and registered funds should be alarmed at a recent SEC enforcement trend, according […]

Drug Industry Feeling Beleaguered

March 16, 2016

Last week’s annual meeting of PhRMA was permeated by a feeling of being unfairly targeted and maligned, and among those doing the maligning, according to various speakers at the gathering, are…

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