Compliance

SCOTUS Allows Statistical Evidence In A Class Action

A recent Supreme Court decision allowed employees to use “representative and statistical evidence” to establish liability in a doffing and […]

New Rule: Use Of Anti-Union Consultants Must Be Disclosed

A final rule requiring employers to disclose their retention of anti-union consultants, along with the fees paid to retain them, […]

Text Blaster’s Poor Target Choice: A Plaintiff Lawyer

A California lawyer who specializes in filing Telephone Consumer Protection Act lawsuits over unwanted fax or text solicitations recently got […]

Companies Hit By “Top Hat Plan” Litigation

Under Department of Labor regulations, a non-qualified deferred compensation or supplemental retirement plan is exempt from ERISA requirements if it […]

New Multi-Agency Crackdown On White Collar Crime

“If the recent proliferation of taskforces and initiatives is any indication, the aggressive cross-border expansion of white-collar crime enforcement is […]

Amid Controversy, Facial Recognition Guidelines Offered By Industry

Facial recognition software could identify shoppers who are likely to spend money. and on what. It’s a technology that…

Iffy Insurance Coverage For TCPA Claims

Violations of the Telephone Consumer Protection Act are made to order for class actions, and there has been an explosion […]

Why Trump Resonates At A Midwest Factory

A meeting where an executive blandly tells employees at an Indiana Carrier air conditioning plant that their jobs are about […]

Trump’s “500 Businesses” Would Pose Big Ethics Problem

Executive branch officials are prohibited from making money on their businesses while serving, but those rules don’t apply to the […]

Is SEC Monday Morning Quarterbacking, By Targeting Compliance Officers?

Chief compliance officers at broker-dealers, investment advisors and registered funds should be alarmed at a recent SEC enforcement trend, according […]

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