Compliance

New Multi-Agency Crackdown On White Collar Crime

“If the recent proliferation of taskforces and initiatives is any indication, the aggressive cross-border expansion of white-collar crime enforcement is […]

Amid Controversy, Facial Recognition Guidelines Offered By Industry

Facial recognition software could identify shoppers who are likely to spend money. and on what. It’s a technology that…

Iffy Insurance Coverage For TCPA Claims

Violations of the Telephone Consumer Protection Act are made to order for class actions, and there has been an explosion […]

Why Trump Resonates At A Midwest Factory

A meeting where an executive blandly tells employees at an Indiana Carrier air conditioning plant that their jobs are about […]

Trump’s “500 Businesses” Would Pose Big Ethics Problem

Executive branch officials are prohibited from making money on their businesses while serving, but those rules don’t apply to the […]

Is SEC Monday Morning Quarterbacking, By Targeting Compliance Officers?

Chief compliance officers at broker-dealers, investment advisors and registered funds should be alarmed at a recent SEC enforcement trend, according […]

Drug Industry Feeling Beleaguered

Last week’s annual meeting of PhRMA was permeated by a feeling of being unfairly targeted and maligned, and among those doing the maligning, according to various speakers at the gathering, are…

Gov’t Loosens Barriers To Student Class Actions

The Department of Education wants to make it harder for colleges to require students to settle debt disputes in arbitration. […]

“Meaningless” Relief Dooms A Class Action

The defendant had agreed to a class settlement which, had all 100,000 members of the class submitted claims, would have garnered each of them…

Exec Ignores In-House Counsel, Takes $18M Hit

When a a company president was advised by in-house counsel that an on-line marketing strategy was problematic, he “put his […]

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